Complaints, reviews and compliance tasks tracked to closure
Log complaints, marketing approvals and compliance tasks as cases, assign owners and deadlines, and keep a full record for audits.
$115.20 per user / year
What Compliance Case Manager does
Cases
Complaints, approvals and incidents logged consistently.
Owners and deadlines
Every case assigned with a due date.
Marketing approvals
Route ads and testimonials for compliance review.
Escalations
Alerts when cases near their deadline.
Full history
Notes, files and decisions kept together.
Reports
Open, closed and overdue cases by type.
Where firms get value first
- Track complaints to resolution
- Keep marketing approval records
- Show a clean audit trail to regulators
Firms that use Compliance Case Manager
Questions about Compliance Case Manager
When will Compliance Case Manager be available?
Compliance Case Manager is planned after our first modules. Join the waitlist to be told when it opens and to help shape it.
How much does it cost?
$115.20 per user per year ($9.60 per user per month, billed yearly). The minimum for any firm is $470.40 per year across all modules.
Is there a free trial?
No free plan or trial. Clients of our growth services can choose one module, such as this one, free for 6 months.
Does it work with other modules?
Yes. Every module shares the same client records, so adding more modules later needs no setup or data moves.